Siu Jan Tse
謝兆尊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Jan Tse (謝兆尊), a licensed former licensee with CE reference BLA984. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-09 | 2023-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-30 | 2023-08-31 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2017-10-27 | 2021-06-11 |