Shao Tang Lee
李紹唐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shao Tang Lee (李紹唐), a licensed former licensee with CE reference BLA303. This person has 7.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-15 | 2026-07-03 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2022-10-03 | 2024-06-06 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2022-10-03 | 2024-06-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-10 | 2022-06-10 |