Pengge Chen
陳鵬戈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pengge Chen (陳鵬戈), a licensed former licensee with CE reference BKZ959. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-12-23 | 2023-03-09 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-02 | 2023-03-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-21 | 2021-08-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-21 | 2021-08-10 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-13 | 2019-02-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-13 | 2019-02-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-11-13 | 2019-02-01 |