Nuveen Marwah
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nuveen Marwah, a licensed former licensee with CE reference BKY640. This person has less than 0.1 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-29 | 2019-04-05 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-03-29 | 2019-04-05 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-18 | 2017-09-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-18 | 2017-09-19 |