Xue (SFC:BKY638) Li
李雪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xue (SFC:BKY638) Li (李雪), a licensed former licensee with CE reference BKY638. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-09 | 2022-10-21 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-01-28 | 2022-10-21 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-10-24 | 2020-11-23 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-20 | 2018-09-03 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-20 | 2018-09-03 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-20 | 2018-09-03 |