Ruyi Shen
沈如飴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruyi Shen (沈如飴), a licensed former licensee with CE reference BKY357. This person has 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-15 | 2017-11-01 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-15 | 2017-11-01 |