Kevin Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Zhao ( ), a licensed former licensee with CE reference BKV242. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-05-14 | 2019-05-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-05-14 | 2019-05-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-09-11 | 2017-09-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-09-11 | 2017-09-15 |