Zhe (SFC:BKU715) Lin
林哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe (SFC:BKU715) Lin (林哲), a licensed Representative with CE reference BKU715. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-07-04 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2022-07-04 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2022-07-04 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-07-04 | 2024-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2022-07-04 | 2024-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2022-07-04 | 2024-02-26 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-02 | 2022-05-20 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-02 | 2022-05-20 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-03-02 | 2022-05-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-08 | 2020-09-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-08 | 2020-09-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-08 | 2020-09-04 |