Shuxi Li
李舒習
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuxi Li (李舒習), a licensed former licensee with CE reference BKT719. This person has 1.6 years of SFC licence history. Total licence records on file: 10.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-24 | 2020-11-25 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-24 | 2020-11-25 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 - Asset management | 2020-06-24 | 2020-11-25 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-26 | 2020-06-09 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-26 | 2020-06-09 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-05-26 | 2020-06-09 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-27 | 2020-01-03 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-27 | 2020-01-03 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-12-27 | 2020-01-03 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-07 | 2018-10-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuxi Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.