Kwok Ying (SFC:BKT312) Chan
陳幗盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ying (SFC:BKT312) Chan (陳幗盈), a licensed former licensee with CE reference BKT312. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-05 | 2025-01-25 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-07-05 | 2025-01-25 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-23 | 2019-03-31 |
| LT Finance Management Limited | Rep | Type 5 — Advising on futures contracts | 2018-01-23 | 2019-03-31 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-03-31 |
| LT Finance Management Limited | Rep | Type 4 — Advising on securities | 2017-10-03 | 2019-03-31 |