Wai Mun Au Yeong

CE No. BKO309 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Mun Au Yeong (), a licensed former licensee with CE reference BKO309. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2020-10-19 2025-03-25
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 — Advising on corporate finance 2020-10-19 2025-03-25
J.P. Morgan Securities (Far East) Limited Rep Type 1 — Dealing in securities 2017-08-21 2020-09-01
J.P. Morgan Securities (Far East) Limited Rep Type 4 — Advising on securities 2017-08-21 2020-09-01
J.P. Morgan Securities (Far East) Limited Rep Type 6 — Advising on corporate finance 2017-08-21 2020-09-01

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