Nathan Sunil Shetty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nathan Sunil Shetty ( ), a licensed former licensee with CE reference BKM662. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-03-06 | 2018-03-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-03-06 | 2018-03-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-08-17 | 2017-08-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-08-17 | 2017-08-24 |