Tsz Yin Jonathan Lee
李祉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yin Jonathan Lee (李祉賢), a licensed former licensee with CE reference BKM304. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-18 | 2020-07-13 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-18 | 2020-07-13 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-29 | 2018-10-31 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-29 | 2018-10-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-20 | 2018-10-16 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-20 | 2018-10-16 |