Sze Lok Li
李施樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Lok Li (李施樂), a licensed former licensee with CE reference BKK628. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-14 | 2024-04-08 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-06-14 | 2024-04-08 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-27 | 2019-05-16 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-14 | 2019-05-16 |