Mengdi Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mengdi Li ( ), a licensed former licensee with CE reference BKJ260. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-03-27 | 2020-10-16 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2018-03-27 | 2020-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-03-12 | 2020-10-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-03-12 | 2020-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2018-03-12 | 2020-10-16 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2018-03-12 | 2020-10-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-09 | 2018-02-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-09 | 2018-02-05 |