Ken Siu Kei Chan
陳兆基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Siu Kei Chan (陳兆基), a licensed former licensee with CE reference BKH467. This person has 6.5 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2021-02-26 | 2025-06-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-23 | 2025-06-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-26 | 2025-06-11 |
| Funde Securities Limited 富德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-02 | 2019-01-31 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Ken Siu Kei Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kam Shan Cheung | Funde Securities Limited | 2018–2019 |
| Chui Yee Kong | Funde Securities Limited | 2018–2019 |
| Wing Chi Lam | Funde Securities Limited | 2018–2019 |
| Yat Shing Leung | Funde Securities Limited | 2018–2019 |
| Shu Fan Mak | Funde Securities Limited | 2018–2019 |
| Ching Yau Ngai | Funde Securities Limited | 2018–2019 |
| Kai Ki Tsoi | Funde Securities Limited | 2018–2019 |
| Siu Cheung Tong | Funde Securities Limited | 2018–2019 |
| Fan Cheung | Funde Securities Limited | 2018–2019 |
| Swan Fung Ngor Lau | Funde Securities Limited | 2018–2019 |
| Chi Fu Lam | Funde Securities Limited | 2018 |