Xiao (SFC:BKG598) Xiao
肖晓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:BKG598) Xiao (肖晓), a licensed Representative with CE reference BKG598. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-05-20 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-20 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-07 | 2020-03-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-07 | 2020-03-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-07 | 2020-03-27 |