Frances Wong
王琦雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frances Wong (王琦雯), a licensed Representative with CE reference BKE504. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-29 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-07-31 | 2021-03-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-07-31 | 2021-03-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-07-31 | 2017-09-18 |