Yingshan Chai
柴櫻珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yingshan Chai (柴櫻珊), a licensed former licensee with CE reference BKD933. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-07-09 | 2021-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-07-09 | 2021-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-07-09 | 2021-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2018-07-09 | 2021-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2018-07-09 | 2021-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2018-07-09 | 2021-06-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-28 | 2018-05-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-28 | 2018-05-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-28 | 2018-05-25 |