Yun (SFC:BKD914) Xiong
熊韵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun (SFC:BKD914) Xiong (熊韵), a licensed former licensee with CE reference BKD914. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2021-11-18 | 2023-11-21 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-25 | 2021-07-09 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-07-25 | 2021-07-09 |