Yi Zong
宗意
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Zong (宗意), a licensed Representative with CE reference BJW365. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-27 | present |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-18 | 2020-07-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-06 | 2019-02-15 |