Mingxiao (SFC:BJV527) Chen
陳明瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingxiao (SFC:BJV527) Chen (陳明瀟), CE reference BJV527. Currently licensed at 1 firm(s): Apollo Management Asia Pacific Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Management Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2021-12-10 | present |
| Apollo Management Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2020-10-05 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2017-07-18 | 2019-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2017-07-18 | 2019-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2017-07-18 | 2019-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2017-07-18 | 2019-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2017-07-18 | 2019-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2017-07-18 | 2019-09-06 |