Xu Yan
延續
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu Yan (延續), a licensed former licensee with CE reference BJV202. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2017-07-10 | 2022-06-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2017-07-10 | 2022-06-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2017-07-10 | 2022-06-11 |