Xiaoying Tao
陶晓影
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoying Tao (陶晓影), a licensed Representative with CE reference BJU821. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-07-18 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-07-18 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2017-07-18 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-07-18 | 2024-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2017-07-18 | 2024-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2017-07-18 | 2024-03-11 |