Zhiyi Chen
陳之伊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiyi Chen (陳之伊), a licensed Representative with CE reference BJU798. Currently licensed at 1 firm(s): UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 6.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-04-09 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-04-09 | present |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-19 | 2025-05-31 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-04-19 | 2025-05-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-06-30 | 2020-09-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2017-06-30 | 2020-09-05 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhiyi Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Robert Vyvyan Mumford | GAM Hong Kong Limited | 2022–2025 |
| Xiaolin Xing | GAM Hong Kong Limited | 2022–2025 |
| Rossen Nikolaev Djounov | GAM Hong Kong Limited | 2022–2025 |
| Fanwei Zeng | GAM Hong Kong Limited | 2023–2024 |
| Qiushi Yang | GAM Hong Kong Limited | 2022–2024 |
| Genevieve Hoy Won Chan | GAM Hong Kong Limited | 2022–2024 |
| Sui Man Wong | GAM Hong Kong Limited | 2022–2024 |
| Wing Fung Chow | GAM Hong Kong Limited | 2022–2024 |
| Gregoire Bernard Mivelaz | GAM Hong Kong Limited | 2022–2025 |
| Man Yi Chung | GAM Hong Kong Limited | 2022 |