Lei (SFC:BJU776) Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei (SFC:BJU776) Xu ( ), a licensed former licensee with CE reference BJU776. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Minority Asset Management Limited 少數派基金管理有限公司 |
RO | Type 9 — Asset management | 2021-08-23 | 2024-01-31 |
| Minority Asset Management Limited 少數派基金管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-07 | 2021-08-23 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2017-11-16 | 2019-08-06 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-06-30 | 2017-11-16 |