Yan (SFC:BJU327) Zhang
張龑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BJU327) Zhang (張龑), CE reference BJU327. Currently licensed at 1 firm(s): Ubiquant Asset Management Co., Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ubiquant Asset Management Co., Limited | RO | Type 4 — Advising on securities | 2023-10-25 | present |
| Ubiquant Asset Management Co., Limited | RO | Type 9 — Asset management | 2023-10-25 | present |
| Ubiquant Asset Management Co., Limited | Rep | Type 4 — Advising on securities | 2023-08-30 | 2023-10-25 |
| Ubiquant Asset Management Co., Limited | Rep | Type 9 — Asset management | 2023-08-30 | 2023-10-25 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-08-11 | 2023-05-26 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-08-11 | 2023-05-26 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-13 | 2017-08-11 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-07-13 | 2017-08-11 |