Xiao (SFC:BJT902) Zhang
張肖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:BJT902) Zhang (張肖), a licensed former licensee with CE reference BJT902. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-27 | 2023-08-11 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-27 | 2023-08-11 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-27 | 2023-08-11 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-20 | 2020-11-20 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-06-20 | 2020-11-20 |