Jin (SFC:BJR821) Guo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin (SFC:BJR821) Guo, a licensed former licensee with CE reference BJR821. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2019-06-03 | 2026-03-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2019-05-30 | 2026-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-08 | 2019-02-21 |