Mark Stuart Chapman-Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Stuart Chapman-Smith ( ), a licensed former licensee with CE reference BJR674. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-06-13 | 2018-06-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-05 | 2017-06-09 |