Xinyi (SFC:BJR273) Wang
王心怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyi (SFC:BJR273) Wang (王心怡), a licensed Representative with CE reference BJR273. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2021-11-16 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-13 | 2021-08-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-13 | 2021-08-30 |