Sourabh Taparia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sourabh Taparia ( ), a licensed former licensee with CE reference BJQ979. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2020-01-10 | 2020-01-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-06-19 | 2019-06-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-06-05 | 2017-06-09 |