Sourabh Taparia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sourabh Taparia, a licensed former licensee with CE reference BJQ979. This person has less than 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2020-01-10 | 2020-01-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-06-19 | 2019-06-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-06-05 | 2017-06-09 |