Simon Michael Rafferty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Michael Rafferty ( ), a licensed former licensee with CE reference BJQ663. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-08 | 2019-08-15 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-08 | 2019-08-15 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-05 | 2017-06-13 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-05 | 2017-06-13 |