Yawen Tan
譚雅文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yawen Tan (譚雅文), a licensed Representative with CE reference BJP932. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 4 - Advising on securities. This person has 3.7 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-11 | present |
| Marshall Wace Asia Limited | Rep | Type 9 - Asset management | 2021-08-16 | 2023-07-20 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2020-01-17 | 2020-01-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-10-11 | 2019-10-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-03-20 | 2019-03-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-01-23 | 2019-01-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-09-05 | 2018-09-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-06-02 | 2017-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yawen Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.