Anais Roxane Brunner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anais Roxane Brunner ( ), a licensed former licensee with CE reference BJP592. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-01-25 | 2019-01-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-01-25 | 2019-01-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-04-20 | 2018-04-25 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-04-20 | 2018-04-25 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-06-07 | 2017-06-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-06-07 | 2017-06-16 |