Tian (SFC:BJP485) Wang

王天
CE No. BJP485 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian (SFC:BJP485) Wang (王天), a licensed former licensee with CE reference BJP485. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 — Dealing in securities 2022-03-10 2022-09-23
TFI Securities and Futures Limited
天風國際證券與期貨有限公司
Rep Type 1 — Dealing in securities 2020-07-09 2022-02-09
GF International Investment Management Limited
廣發國際資產管理有限公司
Rep Type 1 — Dealing in securities 2019-10-16 2020-06-12
GF International Investment Management Limited
廣發國際資產管理有限公司
Rep Type 9 — Asset management 2019-04-29 2020-06-12
Taikang Asset Management (Hong Kong) Company Limited
泰康資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2018-09-27 2019-04-04
Taikang Asset Management (Hong Kong) Company Limited
泰康資產管理(香港)有限公司
Rep Type 9 — Asset management 2018-09-27 2019-04-04
BOCOM International Asset Management Limited
交銀國際資產管理有限公司
Rep Type 1 — Dealing in securities 2018-01-31 2018-08-29
BOCOM International Asset Management Limited
交銀國際資產管理有限公司
Rep Type 4 — Advising on securities 2018-01-31 2018-08-29
BOCOM International Asset Management Limited
交銀國際資產管理有限公司
Rep Type 9 — Asset management 2018-01-31 2018-08-29
ICBC International Asset Management Limited
工銀國際資產管理有限公司
Rep Type 1 — Dealing in securities 2017-05-24 2017-10-17
ICBC International Asset Management Limited
工銀國際資產管理有限公司
Rep Type 4 — Advising on securities 2017-05-24 2017-10-17

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