Chao Du
杜超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Du (杜超), CE reference BJP470. Currently licensed at 1 firm(s): Guotai Junan Securities (Hong Kong) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-02 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-20 | 2024-06-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-10-20 | 2024-06-27 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-25 | 2021-10-07 |