Robert Joseph Newell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Joseph Newell ( ), a licensed former licensee with CE reference BJO116. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-03-22 | 2019-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-03-22 | 2019-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-05-19 | 2017-05-25 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-05-19 | 2017-05-25 |