Chen (SFC:BJM385) Zhou
周宸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BJM385) Zhou (周宸), a licensed former licensee with CE reference BJM385. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-06-28 | 2020-03-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-06-28 | 2020-03-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-06-28 | 2020-03-13 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2018-06-28 | 2020-03-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2018-06-28 | 2020-03-13 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2018-06-28 | 2020-03-13 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2017-06-12 | 2018-05-11 |