Pik Sum Man
文碧心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Sum Man (文碧心), a licensed former licensee with CE reference BJM378. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2018-06-26 | 2020-09-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-06-19 | 2020-09-21 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-29 | 2018-06-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-29 | 2018-06-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2017-05-29 | 2018-06-15 |