Kwan (SFC:BJM245) Lam
林堃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan (SFC:BJM245) Lam (林堃), a licensed former licensee with CE reference BJM245. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-29 | 2022-03-18 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-01 | 2022-03-18 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-05 | 2021-09-01 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-05 | 2021-09-01 |