Xiaoyan Huang
黃小燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyan Huang (黃小燕), CE reference BJM070. Currently licensed at 1 firm(s): CMB International Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-09 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-02-09 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-14 | 2026-02-09 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2025-07-14 | 2026-02-09 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-16 | 2025-02-24 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-16 | 2025-02-24 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-08 | 2025-07-14 |