Chloe Yan Yan Yu
俞欣欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chloe Yan Yan Yu (俞欣欣), a licensed former licensee with CE reference BJK853. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-07 | 2023-12-18 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-09-07 | 2023-12-18 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-07 | 2023-12-18 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-18 | 2017-10-20 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-18 | 2017-10-20 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-04-18 | 2017-10-20 |