Yi (SFC:BJK737) Zhang

張艾
CE No. BJK737 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BJK737) Zhang (張艾), a licensed former licensee with CE reference BJK737. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Ren Bridge Asset Management (Hong Kong) Co. Limited
仁橋(香港)資產管理有限公司
RO Type 9 - Asset management 2023-06-16 2025-12-27
China Life Franklin Asset Management Co., Limited
中國人壽富蘭克林資產管理有限公司
Rep Type 4 - Advising on securities 2019-08-21 2021-10-08
China Life Franklin Asset Management Co., Limited
中國人壽富蘭克林資產管理有限公司
Rep Type 9 - Asset management 2019-08-21 2021-10-08
Neuberger Berman Asia Limited Rep Type 9 - Asset management 2017-11-07 2019-07-31
Neuberger Berman Asia Limited Rep Type 1 - Dealing in securities 2017-04-28 2019-07-31
Neuberger Berman Asia Limited Rep Type 4 - Advising on securities 2017-04-28 2019-07-31

Related