Graham Elliot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Elliot, CE reference BJG894. Currently licensed at 1 firm(s): Mercer Investments (HK) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 9 — Asset management | 2025-03-03 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-03 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-10-03 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-10-03 | 2025-03-03 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-19 | 2024-10-03 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-19 | 2024-10-03 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-25 | 2024-05-24 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2017-10-25 | 2024-05-24 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-03 | 2017-10-25 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-03 | 2017-10-25 |