Stuart Graham Newman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Graham Newman ( ), a licensed former licensee with CE reference BJG761. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-03-17 | 2017-03-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-03-17 | 2017-03-24 |