Shusuke Yamada
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shusuke Yamada ( ), a licensed former licensee with CE reference BJG468. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2025-09-05 | 2025-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2025-06-18 | 2025-06-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-10-22 | 2024-10-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-04-09 | 2024-04-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2023-11-03 | 2023-11-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-06-17 | 2019-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-03-08 | 2019-03-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-11-20 | 2018-11-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-09-07 | 2018-09-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-03-07 | 2018-03-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-03-07 | 2018-03-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-03-24 | 2017-03-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-03-24 | 2017-03-30 |