Pui Yin (SFC:BJG225) Chan
陳沛言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yin (SFC:BJG225) Chan (陳沛言), CE reference BJG225. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-05 | 2022-10-17 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-05 | 2022-10-17 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2020-09-14 | 2022-10-17 |
| Alliance Asset Management Limited 同人資産管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-11 | 2020-09-06 |
| DES Asset Management Limited |
Rep | Type 9 — Asset management | 2017-04-18 | 2018-03-11 |