Tze Bun Gilbert Wan
溫子斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Bun Gilbert Wan (溫子斌), a licensed Representative with CE reference BJE734. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-11-04 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-04 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-30 | present |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2017-07-28 | 2020-09-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-07 | 2020-09-09 |