Satsuki Kawasaki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Satsuki Kawasaki ( ), a licensed former licensee with CE reference BJE606. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-11-15 | 2019-11-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-08-21 | 2019-08-28 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-03-21 | 2019-03-29 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-09 | 2018-11-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-08 | 2018-01-15 |